Company Profile

Fielder Financial Management, Ltd. is an independent financial and estate planning consulting firm located in Southern California.

For 30+ years, we have specialized in providing our nationwide clientele with proven investment and estate planning strategies to help:

  • Reduce current and future taxation
  • Increase annual income
  • Preserve family fortunes

We do not pretend to be all things to all people. No one can, effectively. Like the medical and legal fields, where specialty is the name of the game, we too are Specialists.

Specialty Services

We live under a progressive tax structure -- that's a given. However, as the Honorable Supreme Court Judge, Learned Hand, once said: "Anyone may so arrange his affairs that his taxes shall be as low as possible." And we couldn't agree more.

To that end, our goal is to educate you on the legal strategies available to mitigate the negative effects of taxation and help you accumulate, enjoy and eventually pass on your wealth free from customary IRS restrictions or "success" penalties.  Our forte strictly lies in the area of high performance, tax-advantaged investment & estate planning strategies.

As a firm dedicated to these principles, we provide both individual investors and corporate institutions with actionable financial solutions necessary to accomplish exactly this.

The Web Helps Us Help You

We were one of the first independent financial services companies to successfully launch and maintain a web presence on the Internet. And as a result, we've helped hundreds of new investors across the U.S. solve or achieve their financial objectives.

It is our goal to hopefully help you too.

Please take a moment to familiarize yourself with our site. We trust that you will find it not only informative, but also interesting.

Attention Users

If you have not registered yourself, please do so now! Registered users will be added to our exclusive elist which provides periodic electronic communiqués on the subjects of the general stock market activity, new offerings, cutting-edge investing ideas and newly developed estate preservation strategies.


(Please note: your registration information will not be released to any other party without your express written consent)


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Mark R. Fielder

mrfpic_1c.jpg (11638 bytes) Mark R. Fielder is the President and founder of Fielder Financial Management, Ltd. Mr. Fielder is a graduate of the University of Southern California School of Business & Finance and has over 30 years of experience in retirement planning, taxation and estate planning. 

His previous corporate affiliations include 4 years as a Senior Partner in the firm of Wealth Transfer Planning, Inc. and 3 years as Vice-President of Western Capital Financial.

Over the years, he has built a strong reputation for working one-on-one and is known for his ability to simplify complex investment and estate planning strategies. He has helped investors throughout the United States with their retirement and wealth preservation needs.

Mr. Fielder is a Registered Principal and OSJ with Girard Securities, Inc., member FINRA, SIPC. He has authored or contributed to several investor guides, including Mastering Wealth Transfer, Private Pension Planning, Federal Tax Incentives and Winning the Wealth Game. He has been quoted and referenced in prominent business and financial publications including The Los Angeles Times, Mark Skousen's Forecasts & Strategies, WCS Online, Bloomberg, Hands-Off Washington and AllExperts.com.

He also serves as a consultant to major insurance carriers, regional banking institutions, wealthy families and professional athletes. He occasionally participates as a keynote speaker on panels aound the U.S. and has been a featured guest on The Financial Power Network- a nationally syndicated radio program dedicated to helping the individual investor.

Professional Designations

Mr. Fielder holds the following licenses in good standing without marks or disciplinary actions: FINRA Series 6, 22, 63, 26, Life, Health, Disability & Variable Contracts.

He also holds the title of OSJ (Office of Supervisory Jurisdiction) Manager.

Continuing Education

Mr. Fielder has successfully completed the following Continuing Education courses as required by the FINRA:

Ethics I & II, Mutual Fund Sales Practices, Supervision, Variable Annuities, Customer Communications, Preventing & Detecting Money Laundering I & II, Electronic Communications, Guiding Clients Through Difficult Markets, Ethical Decisions Are not Optional.

Mr. Fielder has successfully completed the following Continuing Education courses through the State of California:

Mutual Funds & Financial Planning, Long Term Care, Reducing Client Conflict,California Long Term Care, Consumer Protection I, Retirement Planning I, Consumer Protection II, Retirement Planning II, Charting Your Financial Future, California Annuities, Financing Planning, Life & Heath, Needs Analysis,  Life & Heath & Contracts, Estate Planning I, Insuring Key Employees, Estate Planning II, Advanced Markets, Fixed Annuities, Deferred Compensation, Variable Annuities, Essentials of Pension Planning, Business Insurance, Interest Sensitive Products, Business Continuation, Classification of Risks, Settlement Options, Life, Health & Annuity Contracts.

Appointments / Consultations

If you would like to speak with Mark directly, you may call 1-800-480-7526 to schedule an appointment.

 

Legal Disclosure: Securities and investment advisory services offered through Girard Securities, Inc. member FINRA, SIPC. Check the background of this Investment Professional at FINRA's Broker Check. Fielder Financial Management, Ltd. not affiliated with Girard Securities, Inc. Mark Fielder, OSJ, Registered Principal. CA. Insurance Lic. # 0690576. The following forums and related discussions are not meant as legal advice. The descriptions of the investment strategies, concepts and products as represented are generalized. The information provided highlights our understanding of the current tax laws. Tax laws will and do change. Please consult with your own tax advisor. Throughout this site the navigator will find references to "variable" type products. A variable product is a security. Securities are offered by a prospectus only. For more complete information about variable annuities, mutual funds and variable life, including charges and expenses, obtain a prospectus by calling 1-800-480-7526. Read it carefully before you invest or send money. Investment return in a security is NOT guaranteed. Principal value of an investment in a security WILL fluctuate and, when redeemed, may be worth more or less than the original cost basis. These programs are NOT government-insured plans. Some products and services may not be available in all states.

 

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Copyright © 1998 Fielder Financial Management, LTD.
All Rights Reserved.

Securities and investment advisory services offered through Girard Securities, Inc. member FINRA, SIPC.
Fielder Financial Management, Ltd. not affiliated with Girard Securities, Inc.  Mark Fielder, OSJ, Registered Principal. CA. Insurance Lic. # 0690576.